U.S. SEC says Morgan Stanley to pay $3.5 million fine over misuse of funds

June 29, 2018 by  
Filed under News

WASHINGTON (Reuters) – Morgan Stanley agreed to pay a $3.6 million fine after regulators found it failed to detect or prevent misappropriation of client funds, the U.S. Securities and Exchange Commission (SEC) said on Friday.

Source: Reuters Business News

Comments are closed.